Search Result

81 - 100 of 818 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2009

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?