Search Result

61 - 80 of 170 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 15.1 Application

As Published: 2005

LR 15.1 Application

LR 16.1 Application

As Published: 2005

LR 16.1 Application

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

LR 8.1 Application

As Published: 2005

LR 8.1 Application

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'