Search Result

261 - 280 of 893 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary