Search Result

241 - 260 of 855 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions