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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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