Search Result

181 - 200 of 1024 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COND 1.3 General

As Published: 2001

COND 1.3 General

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing