Search Result

121 - 140 of 976 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing