Search Result

701 - 720 of 1049 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

LR 20.1 Application

As Published: 2010

LR 20.1 Application

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

COBS 18.4 Stock lending activity

As Published: 2007

COBS 18.4 Stock lending activity

DTR 3.1

As Published: 2005

DTR 3.1

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission