Search Result

161 - 180 of 698 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.1 Application

As Published: 2005

LR 3.1 Application

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

DTR 7.2 Corporate governance statements

As Published: 2008

DTR 7.2 Corporate governance statements

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

PR App 3.1

As Published: 2005

PR App 3.1

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor