Search Result

121 - 140 of 944 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

DTR 5.6 Disclosures by issuers

As Published: 2007

DTR 5.6 Disclosures by issuers

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

DTR 7.2 Corporate governance statements

As Published: 2008

DTR 7.2 Corporate governance statements

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PR App 1.1

As Published: 2005

PR App 1.1

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

BIPRU 12.7 Liquid assets buffer

As Published: 2009

BIPRU 12.7 Liquid assets buffer

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders