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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents