Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 2.7A E-Commerce

PERG 2.6 Specified investments: a broad outline

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

LR 15.4 Continuing obligations

PERG 4.6 Advising on regulated mortgage contracts

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 15.2 Requirements for listing

SUP 12.5 Contracts: required terms

COBS 5.2 E-Commerce

PERG 14.3 Activities relating to home reversion plans

PERG 14.7 Exemptions

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 15.7 Transitional arrangements

ICOBS 5.1 General

PERG 14.4A Activities relating to regulated sale and rent back agreements

MCOB 12.3 Early repayment charges: regulated mortgage contracts

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

MCOB 2.1 Application

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 8.30 Medium used to give advice or information