Search Result

81 - 100 of 604 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 12.1 Application

As Published: 2005

LR 12.1 Application

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations