Search Result

321 - 340 of 937 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities