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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information