Search Result

101 - 120 of 785 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose