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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

COND 1.3 General

As Published: 2001

COND 1.3 General

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2009

BIPRU 12.8 Cross-border and intra-group management of liquidity

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls