Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

…

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

…

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

…

PR App 3.1

As Published: 2005

PR App 3.1

…

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 12.9 Record keeping

PR 3.3 Advertisements

SUP 3.3 Appointment of auditors

REC 2.10 Financial crime and market abuse

PERG 14.3 Activities relating to home reversion plans

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

BIPRU 4.6 The IRB approach: Retail exposures

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 5.2 General investment powers and limits for UCITS schemes

BIPRU 7.10 Use of a Value at Risk Model

BIPRU 3.4 Risk weights under the standardised approach to credit risk

PR App 3.1

SUP 6.3 Applications for variation of permission