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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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COBS 10.3 Warning the client

PR 2.1 General contents of prospectus

LR 20.4 Continuing obligations

LR 4.2 Contents and format of listing particulars

MCOB 4.10 Home purchase plans

COBS 11.5 Record keeping: client orders and transactions

COBS 3.2 Clients

COBS 10.4 Assessing appropriateness: when it need not be done

PR 3.2 Filing and publication of prospectus

COLL 8.3 Investor relations

REC 4.2D Suspension and removal of financial instruments from trading

DEPP 2.5 Provision for certain categories of decision

APER 4.2 Statement of Principle 2

COLL 6.9 Independence, names and UCITS business restrictions

MAR 5.3 Trading process requirements

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 5.3 Derivative exposure

LR 19.2 Requirements for listing

PERG 13.5 Exemptions from MiFID

PERG 8.32 Arranging deals in investments