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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

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COBS 10.6 When a firm need not assess appropriateness

As Published: 2007

COBS 10.6 When a firm need not assess appropriateness

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COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

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COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

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COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

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COBS 18.4 Stock lending activity

As Published: 2007

COBS 18.4 Stock lending activity

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COBS 18.10 UCITS qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers and service companies

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

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