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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms