Search Result

481 - 500 of 602 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

FEES 7.2 The CFEB levy

As Published: 2010

FEES 7.2 The CFEB levy

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose