Search Result

401 - 420 of 481 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

…

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

…

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

…

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

…

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

…

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

…

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

…

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

…

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

…

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

…

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

…

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

…

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

…

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

…

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

…

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…