Search Result

361 - 380 of 542 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

DISP 1.7 Complaints forwarding rules

As Published: 2005

DISP 1.7 Complaints forwarding rules

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

COBS 19.3 Product disclosure to members of occupational pension schemes

As Published: 2007

COBS 19.3 Product disclosure to members of occupational pension schemes

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom