Search Result

261 - 280 of 475 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars