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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

PR App 1.1

As Published: 2005

PR App 1.1

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events