Search Result

241 - 260 of 1068 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms