Search Result

621 - 640 of 979 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund