Search Result

421 - 440 of 1025 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?