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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

DTR 7.2 Corporate governance statements

As Published: 2008

DTR 7.2 Corporate governance statements

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general