Search Result

121 - 140 of 832 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

FEES 7.2 The CFEB levy

As Published: 2010

FEES 7.2 The CFEB levy

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COND 1.3 General

As Published: 2001

COND 1.3 General

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications