Search Result

341 - 360 of 429 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2009

PERG 15.4 Small payment institutions, agents and exempt bodies

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business