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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions