Search Result

481 - 500 of 878 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

PR App 1.1

As Published: 2005

PR App 1.1

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application