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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

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ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

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REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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