Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 4.4 Compensation information

COBS 3.3 General notifications

COBS 3.1 Application

COBS 18.9 ICVCs

BIPRU 5.4 Financial collateral

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COBS 20.1 Application

COBS 18.11 Authorised professional firms

COBS 20.3 Principles and Practices of Financial Management

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

LR 15.6 Notifications and periodic financial information

CASS 7A.1 Application and purpose

BIPRU 7.2 Interest rate PRR

SUP 3.10 Duties of auditors: notification and report on client assets

CASS 5.2 Holding money as agent of insurance undertaking

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

DEPP 2.5 Provision for certain categories of decision