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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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DTR 3.1

As Published: 2005

DTR 3.1

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MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

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COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

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CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

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RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

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APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

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MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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SYSC 13.1 Application

GEN 4.4 Business for retail clients from non-UK offices

GEN 1.1 Application

MAR 4.4 Exceptions

MAR 5.1 Application

COBS 11.4 Client limit orders

DTR 3.1

MAR 1.8 Market abuse (dissemination)

COBS 10.4 Assessing appropriateness: when it need not be done

LR 13.3 Contents of all circulars

RCB 6.1 Application and purpose

APER 4.3 Statement of Principle 3

SUP 8.9 Decision making

DTR 5.10 Use of electronic means for notifications and filing

CRED 2.1 What is this guide?

RCB 4.1 Application and purpose

APER 3.2 Factors relating to all Statements of Principle

MCOB 12.2 Purpose

TC 1.1 Who, what and where?

SYSC 1.2 Purpose