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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

MCOB 2.3 Inducements: regulated mortgage contracts and home reversion plans

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts and home reversion plans

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications