Search Result

421 - 440 of 500 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

BIPRU 12.7 Liquid assets buffer

As Published: 2009

BIPRU 12.7 Liquid assets buffer

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing