Search Result

401 - 420 of 995 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

BIPRU 12.7 Liquid assets buffer

As Published: 2009

BIPRU 12.7 Liquid assets buffer

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling