Search Result

321 - 340 of 958 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)