Search Result

201 - 220 of 866 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained