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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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DEPP 4.2 Urgent statutory notice cases

As Published: 2007

DEPP 4.2 Urgent statutory notice cases

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DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

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DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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