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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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MCOB 2.3 Inducements: regulated mortgage contracts and home reversion plans

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts and home reversion plans

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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Effective Period

Similar To

PR 4.1 Use of languages

DTR 5.4 Aggregation of managed holdings

PR 2.2 Format of prospectus

PERG 6.3 Background

PERG 5.13 Appointed representatives

LR 1.4 Miscellaneous

MCOB 2.5 Reliance on others

COBS 19.1 Pension transfers and opt-outs

COBS 16.2 Occasional reporting

REC 4.2 The supervisory relationship with UK recognised bodies

CASS 5.8 Safe keeping of client's documents and other assets

GENPRU 3.1 Application

LR 5.5 Miscellaneous

LR 10.2 Classifying transactions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading