Search Result

341 - 360 of 679 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance