Search Result

241 - 260 of 670 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

LR 19.1 Application

As Published: 2005

LR 19.1 Application

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction