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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

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