Search Result

621 - 640 of 828 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives