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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

COBS 10.4 Assessing appropriateness: when it need not be done

COLL 4.3 Approvals and notifications

COLL 4.2 Pre-sale notifications

COLL 5.1 Introduction

PERG 13.1 Introduction

ICOBS 6.1 General

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PERG 8.12 Exemptions applying to all controlled activities

COBS 15.3 Exercising a right to cancel

COBS 12.3 Non-independent research

COBS 3.3 General notifications

COBS 4.4 Compensation information

PERG 8.24 Advising on investments

CASS 6.2 Holding of client assets

COBS 20.1 Application

COBS 20.3 Principles and Practices of Financial Management

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading