Search Result

601 - 620 of 900 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose